Client Challenge
Two leading global financial institutions sought to modernize their post-trade processing operations by adopting a scalable, automated platform. The objective was to enhance operational efficiency, reduce costs, and improve compliance across multiple jurisdictions. Key challenges included:
- Integrating risk and control frameworks into the post-trade processing platform to ensure comprehensive governance.
- Aligning diverse operational processes and regulatory requirements across different regions.
- Ensuring real-time visibility into post-trade activities for better decision-making and compliance.
Our Solution
SureStep was engaged to design and implement a robust risk and control framework within the post-trade processing platform using IBM OpenPages. Our approach included:
- Collaborating with stakeholders to understand specific risk management and compliance requirements.
- Configuring IBM OpenPages to align with the operational workflows of the platform.
- Developing customized dashboards and reporting tools to provide real-time insights into post-trade activities.
- Ensuring seamless integration between IBM OpenPages and the post-trade processing platform for efficient data exchange and process automation.
Results Achieved
- Established a unified risk and control framework that enhanced governance across post-trade operations.
- Improved compliance with regulatory requirements through real-time monitoring and reporting.
- Increased operational efficiency by automating risk assessment and control processes.
- Enabled better decision-making with enhanced visibility into post-trade activities.
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